Our Process

Frandsen Investment Services wants to assist in pursuing your goals. We recognize that needs are different for each person and family, so we provide financial recommendations based on those needs to help our clients work toward financial security.
 

  INTRODUCTORY CONVERSATION
In this meeting we will discuss your experiences making financial decisions. Our commitment is to enable you to make an informed decision about how we proceed, regardless of whether or not you choose to engage our firm.
  INFORMATION GATHERING
If we mutually agree to continue the process after the Introductory Conversation, you will be asked to gather essential pieces of information. Depending on how organized you are, this can be the most tedious part of the process. Regardless of how daunting this task can be, it should be the only time you will need to do this, since organization is something we also help you with throughout our process. 
Download the Checklist here.
  DATA REVIEW
We review the data you provide and begin our planning process. We will then work with you to clearly identify the ideal path to work toward financial success. We will discuss how you’ve made decisions previously and what you will look for in my advice to you. Finally, we will ensure all necessary information has been collected in order to proceed to the Planning Phase.
  PLANNING PHASE
Using the information you’ve shared with us throughout the process, we will work closely with our financial planning team to assemble all your data and objectives into one clear and complete financial plan. This financial plan will serve as a basis for the strategies and tactics we test and illustrate to help ensure we have suitable recommendations during the Implementation Phase. We will stress test the recommendations to help ensure that we help prepare you for unpredictable circumstances and will address each area of opportunity.
  THE IMPLEMENTATION
Depending on your expectations, we will present to you a few options for how to proceed. We will focus on how to help ensure that your long-term goals are not creating short-term gaps. Once we settle on your individual strategies, we will put in place the systems and structures necessary to work toward bringing your vision closer to reality.
  THE RELATIONSHIP
No financial plan can be truly effective if it’s not maintained. We will work with you to ensure we have a proper communication process and that we maintain and update it as you move closer to your financial objectives. It is critical to have an open relationship where we can share successes and setbacks together, as even the best-laid plans can hit a few bumps in the road. We look forward to earning the opportunity to share this conversation with your friends and family to expand your circle of empowerment.
 

FINRA | SIPC

 

Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA, SIPC.  Frandsen Bank & Trust and Frandsen Investment Services are not registered broker/dealers and are not affiliated with LPL Financial.  Insurance products offered through LPL Financial or its licensed affiliates.

 



The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: Minnesota, North Dakota, Arizona, California, Florida, Iowa, Montana, Nebraska, Ohio, South Dakota, Texas, and Wisconsin.